Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ethan? Claim Your ProfileEthan Thomas Beaty is a financial advisor with Fidelity Personal And Workplace Advisors in WESTLAKE, TX. Ethan has been in the financial industry since 2008. He has a Series 6, 7, and 63 securities licenses and is also licensed to sell insurance. Ethan is a graduate of the University of Texas at Austin. He is committed to providing his clients with personalized financial advice and helping them achieve their financial goals. Ethan has a strong track record of success in the financial services industry. In his previous role at Charles Schwab & Co., Inc., Ethan was consistently recognized for his outstanding customer service and his ability to build strong relationships with his clients. Ethan is a member of the Financial Planning Association and the National Association of Insurance and Financial Advisors. He is passionate about helping people understand their financial options and make informed decisions about their money.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
12/07/2022 - Present
Fidelity Personal AND Workplace Advisors (WESTLAKE TX)
TX
03/08/2019 - 03/10/2020
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
06/07/2016 - 01/31/2019
BBVA SECURITIES INC. (GRANBURY TX)
TX
02/09/2015 - 06/06/2016
LPL FINANCIAL LLC (FT. WORTH TX)
TX
09/03/2008 - 02/11/2015
CAMBRIDGE INVESTMENT RESEARCH, INC. (FORT WORTH TX)
TX
04/02/2008 - 09/04/2008
ING FINANCIAL PARTNERS, INC. (FT WORTH TX)
BOTH
Issued 11/17/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/11/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/01/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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