Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ethan? Claim Your ProfileEthan Fields is a financial professional with over 4 years of experience in the industry. Ethan is registered with Fidelity Brokerage Services LLC and is licensed to conduct business in 53 states and territories. Ethan has passed the Series 63, Series 7TO, Series 9, Series 10 and SIE exams. Ethan is currently located at the Fidelity Brokerage Services LLC office in Covington, KY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
12/03/2018 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 09/11/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/28/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/03/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/30/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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