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Ethan Smith

KEY Investment Services LLC

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About Ethan Smith

Ethan Smith is an investment advisor representative at Key Investment Services LLC. Ethan is registered in 7 states and has been in the industry since 2022. Ethan has passed the Series 66, Series 7TO, Series 6TO and SIE exams. Key Investment Services LLC has offices in Brooklyn, OH and Littleton, CO. Ethan is a member of the firm's advisory team and provides portfolio management services to individual investors. Ethan is also a manager for a rental property in Littleton, CO. Ethan has a history of working in the financial services industry, having previously worked at J.P. Morgan Securities LLC.

Firm Information

Ethan Smith is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ethan Smith’s Registration & Firm History

OH

08/08/2023 - Present

KEY Investment Services LLC (BROOKLYN OH)

CO

02/07/2022 - 06/16/2023

J.P. MORGAN SECURITIES LLC (PARKER CO)

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Licenses & Designations

BOTH

Issued 08/07/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/19/2023

Series 7TO - General Securities Representative Examination

BC

Issued 02/07/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/07/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ethan Smith.
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