Unclaimed
Ethan Samuel Keswin is a registered investment advisor representative with Old City Partners LLC. Ethan Keswin has been in the financial services industry for over 17 years and has experience working with various firms including J.H. Darbie & Co., Inc., Reva Capital Markets LLC, Blue Trading, LLC, and Bear, Stearns & Co. Inc. Ethan Keswin's areas of specialization include investment advisory services for investors into pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisory services for investors into pooled investment vehicles.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NJ
06/27/2017 - Present
OLD City Partners LLC (CLIFTON NJ)
NY
07/08/2014 - 04/29/2015
J.H. DARBIE & CO., INC. (NEW YORK NY)
NY
01/27/2012 - 07/01/2014
REVA CAPITAL MARKETS LLC (NEW YORK NY)
NY
11/25/2008 - 02/05/2010
BLUE TRADING, LLC (NEW YORK NY)
NY
09/16/2008 - 10/31/2008
CALIBRAX CAPITAL PARTNERS, LLC (COLD SPRING HARBOR NY)
TX
01/03/2003 - 07/18/2008
BEAR, STEARNS & CO. INC. (DALLAS TX)
NY
02/10/2000 - 01/09/2003
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 06/26/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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