Unclaimed
Ethan Clary is a financial advisor currently working for Mufg Securities Americas Inc. Ethan is a registered representative with FINRA and holds Series 7, Series 63, and SIE licenses. Ethan has over 15 years of experience in the financial industry and has held previous positions at Nomura Securities International, Inc. and Citigroup Global Markets Inc. Ethan is registered to provide investment advice and securities transactions in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/08/2018 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
04/11/2011 - 06/28/2017
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
10/04/2007 - 04/18/2011
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/04/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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