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Ethan Royce Polan

SPC Capital Markets LLC

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About Ethan Royce Polan

Ethan Polan is a registered representative with SPC Capital Markets LLC. Ethan's professional experience includes time with J.P. Morgan Securities LLC. Ethan holds the Series 79TO and SIE licenses. Ethan is registered in Connecticut. Ethan's professional experience includes time with J.P. Morgan Securities LLC. Ethan is registered in Connecticut.

Firm Information

Ethan Polan is currently registered with SPC Capital Markets LLC. SPC Capital Markets LLC is a Limited Liability Company that was formed on May 10, 2019. The firm is registered in Connecticut, Florida, and New York, and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ethan Polan’s Registration & Firm History

CT

02/18/2022 - Present

SPC Capital Markets LLC (Greenwich CT)

NY

07/11/2019 - 11/16/2021

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/15/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/11/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/03/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ethan Royce Polan.
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