Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ethan? Claim Your ProfileEthan Rivas is a financial advisor with Schwab Wealth Advisory, Inc. Ethan is a registered representative with the firm and holds Series 7, Series 66, and SIE licenses. Ethan has been in the financial industry since January 15, 2017. Before joining Schwab Wealth Advisory, Inc., Ethan worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and CHARLES SCHWAB & CO., INC. Ethan provides financial planning, portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
CO
06/21/2023 - Present
Schwab Wealth Advisory, Inc. (Lone Tree CO)
AZ
07/03/2017 - 07/20/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MESA AZ)
AZ
12/06/2016 - 06/07/2017
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
BOTH
Issued 12/17/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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