Unclaimed
Ethan Sullivan is a financial professional based in Boston, Massachusetts, with over six years of industry experience. Ethan holds the Series 79, Series 63, and SIE licenses, as well as registrations in California and Massachusetts. Ethan currently works as a registered representative at Shea & Company, LLC, which is headquartered in Boston.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
07/18/2017 - Present
Shea & Company, LLC (BOSTON MA)
BC
Issued 09/20/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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