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Ethan Osborne Werst

BA Securities, LLC

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About Ethan Osborne Werst

Ethan Osborne Werst is a registered representative with Ba Securities, LLC. Ethan joined Ba Securities, LLC in 2022. Prior to joining Ba Securities, LLC Ethan worked with Finalis Securities LLC in New York, NY and Ba Securities, LLC in W. Conshohocken, PA. Ethan holds the Series 63, Series 79TO and SIE licenses. Ethan currently holds registrations in Arizona, Minnesota, North Carolina, Pennsylvania, Puerto Rico, and Texas.

Firm Information

Ethan Werst is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ethan Werst’s Registration & Firm History

PA

01/05/2024 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

NY

03/21/2023 - 01/03/2024

FINALIS SECURITIES LLC (NEW YORK NY)

PA

12/16/2022 - 03/09/2023

BA SECURITIES, LLC (W. CONSHOHOCKEN PA)

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Licenses & Designations

BC

Issued 09/28/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/16/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/08/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ethan Osborne Werst.
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