Unclaimed
Ethan Osborne Werst is a registered representative with Ba Securities, LLC. Ethan joined Ba Securities, LLC in 2022. Prior to joining Ba Securities, LLC Ethan worked with Finalis Securities LLC in New York, NY and Ba Securities, LLC in W. Conshohocken, PA. Ethan holds the Series 63, Series 79TO and SIE licenses. Ethan currently holds registrations in Arizona, Minnesota, North Carolina, Pennsylvania, Puerto Rico, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
01/05/2024 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
NY
03/21/2023 - 01/03/2024
FINALIS SECURITIES LLC (NEW YORK NY)
PA
12/16/2022 - 03/09/2023
BA SECURITIES, LLC (W. CONSHOHOCKEN PA)
BC
Issued 09/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/08/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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