Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ethan? Claim Your ProfileEthan Nicolas Aparicio is a financial professional with over 20 years of experience in the industry. He is currently registered with Northwestern Mutual Investment Services, LLC and works out of their Bakersfield, CA office. Ethan specializes in investment advice and has a strong track record of success in helping clients achieve their financial goals. Prior to joining Northwestern Mutual Investment Services, LLC, Ethan worked at ALLSTATE FINANCIAL SERVICES, LLC and NYLIFE SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
CA
02/01/2011 - Present
Northwestern Mutual Investment Services, LLC (BAKERSFIELD CA)
CA
07/07/1999 - 12/15/2010
ALLSTATE FINANCIAL SERVICES, LLC (PORTERVILLE CA)
NY
11/27/1996 - 10/07/1997
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 11/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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