Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ethan? Claim Your ProfileEthan Morgan is a financial advisor who has been in the industry since February 1996. Ethan is currently registered with J.p. Morgan Securities LLC in Irvine, California. Previously, Ethan worked at Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, CITICORP INVESTMENT SERVICES, JEFFERSON PILOT SECURITIES CORPORATION and ASCEND FINANCIAL SERVICES, INC. Ethan holds a variety of licenses and certifications, including the Series 6, 7, 9, 10, 24, 63, and 65. Ethan is a Certified Financial Planner. Ethan has experience providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
12/01/2022 - Present
J.p. Morgan Securities LLC (Irvine CA)
CA
01/03/2011 - 10/03/2012
WELLS FARGO ADVISORS, LLC (NEWPORT BEACH CA)
CA
05/10/2002 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (NEWPORT BEACH CA)
NY
04/23/2001 - 03/21/2002
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IN
04/22/1998 - 03/14/2001
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
MN
01/04/1996 - 04/23/1998
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
IA
Issued 03/27/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/19/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/30/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1997
Series 7 - General Securities Representative Examination
BC
Issued 01/03/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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