Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ethan? Claim Your ProfileEthan Lam is a registered representative with DFA Securities LLC. Ethan is licensed to sell securities in California, Idaho, Oregon and Washington. Ethan joined the firm in July 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/22/2022 - Present
DFA Securities LLC (SANTA MONICA CA)
BC
Issued 08/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/19/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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