Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ethan? Claim Your ProfileEthan K Emma is an active investment advisor representative (IAR) with j.p. morgan securities llc and has been in the securities industry for over 30 years. Ethan has been registered with the state of Florida since 2018 and is also an approved registered representative (RR) for the firm. Prior to working for j.p. morgan securities llc, Ethan worked for several other firms including prudential securities incorporated, warburg dillon read llc, sbc warburg dillon read inc., painewebber incorporated, and oppenheimer & co., inc. Ethan specializes in providing financial planning and portfolio management for individuals and businesses. Ethan holds the Series 63, 65, 66 and 7 licenses, as well as the SIE. Ethan is also registered with the state of Texas as an approved IAR.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
05/26/2004 - Present
J.p. Morgan Securities LLC (PALM BEACH GARDENS FL)
NY
05/14/1999 - 09/06/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/29/1998 - 06/11/1999
WARBURG DILLON READ LLC (NEW YORK NY)
CT
01/09/1997 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NJ
10/14/1994 - 01/20/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/28/1992 - 10/19/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
12/04/1991 - 10/13/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 11/28/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/11/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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