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Ethan John Yeardley

Fidelity Brokerage Services LLC

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About Ethan John Yeardley

Ethan Yeardley is a financial professional with Fidelity Brokerage Services LLC. Ethan has been in the financial services industry since August 8, 2021. Ethan holds a Series 7TO, Series 63, Series 10, and SIE licenses. Ethan is registered in 53 states and the District of Columbia, and is also registered with FINRA.

Firm Information

Ethan Yeardley is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ethan Yeardley’s Registration & Firm History

UT

08/09/2021 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

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Licenses & Designations

BC

Issued 08/17/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/03/2024

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/09/2021

Series 7TO - General Securities Representative Examination

BC

Issued 07/29/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ethan John Yeardley.
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