Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ethan? Claim Your ProfileEthan John Thompson is a registered representative with LPL Financial LLC. Ethan is licensed to provide investment advice in Wisconsin and has been in the financial industry since 2024. He holds the Series 7TO, Series 66 and SIE licenses and has passed the Uniform Combined State Law Examination. Ethan's office is located at 355 S Knowles Ave, New Richmond, WI 54017. Ethan is also a Notary for Wisconsin and Minnesota and provides Wealth Management services through Royal Credit Union.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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WI
08/30/2024 - Present
LPL Financial LLC (NEW RICHMOND WI)
BOTH
Issued 08/30/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/09/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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