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Ethan Jeffery Locker

Equitable Distributors, LLC

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About Ethan Jeffery Locker

Ethan Jeffery Locker is a financial advisor with Equitable Distributors, LLC, registered with FINRA and the state of North Carolina. Ethan has been in the industry since June 2022. Ethan holds the Series 63, Series 6TO, and SIE licenses. Ethan is registered to offer securities in New Jersey, Ohio and North Carolina.

Firm Information

Ethan Locker is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ethan Locker’s Registration & Firm History

NC

06/10/2022 - Present

Equitable Distributors, LLC (Charlotte NC)

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Licenses & Designations

BC

Issued 07/11/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/10/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/04/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ethan Jeffery Locker.
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