Unclaimed
Ethan James Armstrong is a securities professional who has been in the industry since June 30, 2019. Ethan holds the Series 63, Series 10, Series 9, Series 7TO, and SIE licenses. He is currently registered with Fidelity Brokerage Services LLC in Texas. Ethan is registered to sell securities in 53 states, including Alabama, Alaska, Arizona, and Arkansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/01/2019 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 07/08/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/22/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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