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Ethan Ira Shiller

Leigh Baldwin & CO., LLC

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About Ethan Ira Shiller

Ethan Ira Shiller is a registered representative with Leigh Baldwin & Co., LLC located in Cazenovia, NY. Ethan has been in the industry since June 15, 2010 and holds Series 7 and 66 securities licenses. Ethan is a registered representative in California, Delaware, Florida, New Jersey, Pennsylvania, and Puerto Rico. Previously, Ethan worked for MSI Financial Services, Inc. and MetLife Securities, Inc. Ethan specializes in investments, financial planning, and selection of other advisors. Ethan Ira Shiller is a registered representative of Leigh Baldwin & Co., LLC. Leigh Baldwin & Co., LLC is an SEC registered investment advisor and provides a range of investment advisory services to individuals, corporations, and charitable organizations.

Firm Information

Ethan Shiller is currently registered with Leigh Baldwin & CO., LLC. Leigh Baldwin & CO., LLC is a Limited Liability Company headquartered in Cazenovia, NY, that was formed on January 31, 1995. The firm is registered with the SEC and offers investment advisory services, including financial planning, portfolio management for individuals, and selection of other advisers. The firm has approximately $232,011,373 in regulatory assets under management and serves a diverse clientele, including individuals, high-net-worth individuals, corporations, and charitable organizations.
Leigh Baldwin & CO., LLC

112 ALBANY STREET

CAZENOVIA, NY 13035

$232.01M

Assets Under Management

642

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor/referral fees from other ria's

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Ethan Shiller’s Registration & Firm History

NY

07/15/2016 - Present

Leigh Baldwin & CO., LLC (CAZENOVIA NY)

PA

07/06/2016 - 07/19/2016

MSI FINANCIAL SERVICES, INC. (PHILADELPHIA PA)

PA

11/21/2014 - 07/01/2016

METLIFE SECURITIES, INC (PHILADELPHIA PA)

PA

06/11/2010 - 11/24/2014

EDWARD JONES (YARDLEY PA)

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Licenses & Designations

BOTH

Issued 06/25/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ethan Ira Shiller.
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