Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ethan? Claim Your ProfileEthan Goodchild Ortiz is a financial professional with over 2 years of experience in the industry. Ethan is currently registered with Mizuho Securities USA LLC and is a licensed representative in all 50 states, the District of Columbia and Puerto Rico. Ethan has passed the Series 3, 7, 63 and SIE exams. Ethan previously worked for SG Americas Securities, LLC in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/08/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/16/2021 - 04/07/2022
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 08/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/12/2021
Series 3 - National Commodity Futures Examination
BC
Issued 08/16/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/24/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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