Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ethan? Claim Your ProfileEthan Everett Baker is an investment advisor representative in Oak Brook, Illinois. Ethan is currently registered with Northwestern Mutual Investment Services, LLC. Previously, Ethan was also registered with FIDELITY BROKERAGE SERVICES LLC. Ethan has been in the industry for over 5 years. Ethan has passed the Series 7TO, SIE, Series 63 and Series 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
07/01/2024 - Present
Northwestern Mutual Investment Services, LLC (OAK BROOK IL)
IL
03/01/2019 - 04/28/2023
FIDELITY BROKERAGE SERVICES LLC (CHICAGO IL)
BOTH
Issued 11/18/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/29/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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