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Ethan Edwin Laine

Transamerica Financial Advisors, Inc.

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About Ethan Edwin Laine

Ethan Edwin Laine is a financial advisor with Transamerica Financial Advisors, Inc. Ethan has been in the industry since 2023. Ethan has Series 63, Series 65 and Series 6TO licenses in Oregon. Ethan also holds the Securities Industry Essentials Examination (SIE). Ethan has several years of experience in the financial services industry and is committed to providing clients with personalized financial advice.

Firm Information

Ethan Laine is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ethan Laine’s Registration & Firm History

OR

03/17/2023 - Present

Transamerica Financial Advisors, Inc. (PORTLAND OR)

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Licenses & Designations

BC

Issued 11/16/2023

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 07/03/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/04/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/17/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ethan Edwin Laine.
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