Unclaimed
Ethan Doud is a financial advisor with Northwestern Mutual Investment Services, LLC. Ethan is registered with FINRA and has Series 63, Series 6TO, and SIE licenses. Ethan is located in Bakersfield, CA and has been in the industry since 2024. Ethan has a state registration in California, Kansas, Oklahoma and Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
04/10/2024 - Present
Northwestern Mutual Investment Services, LLC (BAKERSFIELD CA)
BC
Issued 05/04/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/08/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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