Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ethan? Claim Your ProfileEthan Kose is a registered representative at J.P. Morgan Securities LLC. Ethan has been in the industry since 2000. Ethan has worked at several firms including Morgan Stanley, Morgan Stanley Smith Barney, Credit Suisse Securities (USA) LLC and Citigroup Global Markets Inc. Ethan holds several licenses including Series 3, 4, 7, 9, 10, 24, 63, and 66. Ethan is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Ethan specializes in providing financial planning, pension consulting, and portfolio management services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MA
05/18/2015 - Present
J.p. Morgan Securities LLC (Boston MA)
PA
03/28/2012 - 09/04/2013
MORGAN STANLEY (BERWYN PA)
NJ
03/30/2011 - 02/16/2012
MORGAN STANLEY SMITH BARNEY (LAWRENCEVILLE NJ)
NY
07/09/2007 - 04/15/2011
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
11/30/1999 - 07/27/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 01/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2013
Series 4 - Registered Options Principal Examination
BC
Issued 04/26/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/09/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/01/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2012
Series 3 - National Commodity Futures Examination
BC
Issued 11/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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