Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ethan? Claim Your ProfileEthan Galiette is a Registered Representative with East Wind Securities, LLC, located in New York, New York. Ethan has been in the securities industry since November 29, 2013. Ethan is licensed in New York. Ethan is a Series 63, Series 79, Series 52 and SIE licensed representative. Ethan previously worked for MORGAN STANLEY & CO. LLC in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/02/2015 - Present
East Wind Securities, LLC (NEW YORK NY)
NY
08/07/2013 - 06/08/2015
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 01/14/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2013
Series 52 - Municipal Securities Representative Examination
BC
Issued 08/07/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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