Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ethan? Claim Your ProfileEthan Craig Gagne is a financial professional with over 7 years of experience in the financial services industry. Ethan is currently registered with Citigroup Global Markets Inc. and is licensed in Florida and New York. Ethan holds the Series 7, Series 24, Series 66 and SIE licenses. Ethan previously worked at Deutsche Bank Securities Inc., Raymond James & Associates, Inc. and Hantz Financial Services, Inc.. Ethan is a strong advocate for his clients and strives to understand their unique financial goals and needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
10/02/2023 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
FL
02/28/2022 - 09/05/2022
DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)
FL
03/07/2016 - 12/17/2020
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
MI
05/14/2015 - 02/25/2016
HANTZ FINANCIAL SERVICES, INC. (SOUTHFIELD MI)
BOTH
Issued 11/17/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ethan Gagne is the right advisor for you? Invested Better is here to help.
