Unclaimed
Ethan Charles Finley is a registered representative with Evercore Group LLC. Ethan has been in the industry since 2023. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 79TO and SIE licenses. Ethan currently serves clients in 37 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/12/2024 - Present
Evercore Group LLC (NEW YORK NY)
NY
07/31/2023 - 05/31/2024
EVERCORE GROUP L.L.C. (NEW YORK NY)
BC
Issued 05/30/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/18/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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