Unclaimed
Ethan C. Plasker is a registered representative with Smbc Nikko Securities America, Inc. based in New York, NY. Ethan has passed the Securities Industry Essentials Examination (SIE) and the Investment Banking Registered Representative Examination (Series 79TO). Ethan's professional experience includes working at Smbc Nikko Securities America, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/15/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 07/15/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/04/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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