Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ethan? Claim Your ProfileEthan Bowling is a financial professional with Northwestern Mutual Investment Services, LLC. Ethan is based in Baton Rouge, Louisiana and has been in the industry since October 30, 2016. Ethan is registered to provide investment advice in 14 states, including Alabama, Colorado, Florida, Georgia, Louisiana, Mississippi, Nevada, New Mexico, New York, North Carolina, South Carolina, Texas, Virginia and Wisconsin. Ethan holds a Series 63 license, a Series 6 license and a Series 7TO license. Ethan also holds the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
LA
10/14/2024 - Present
Northwestern Mutual Investment Services, LLC (Baton Rouge LA)
BC
Issued 11/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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