Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ethan? Claim Your ProfileEthan Borden is a registered representative with Houlihan Lokey Capital, Inc. in the Century City, Los Angeles area. He is licensed in California and has passed the Series 63, Series 79TO and SIE exams. Ethan began his career in the financial services industry in May 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/05/2024 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
BC
Issued 06/03/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/13/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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