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Ethan Bjorn

Northwestern Mutual Investment Services, LLC

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About Ethan Bjorn

Ethan Bjorn is a financial advisor with Northwestern Mutual Investment Services, LLC in Irvine, California. Ethan has been in the industry since 2014 and is registered in California. Ethan holds the Series 6, 7, and 63 licenses and the SIE exam. Ethan's previous experience includes roles with Delaware Distributors, L.P., IVY DISTRIBUTORS, INC., WADDELL & REED and AMERICAN CENTURY INVESTMENT SERVICES INC.

Firm Information

Ethan Bjorn is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Ethan Bjorn’s Registration & Firm History

CA

10/06/2022 - Present

Northwestern Mutual Investment Services, LLC (Irvine CA)

KS

02/11/2022 - 08/31/2022

DELAWARE DISTRIBUTORS, L.P. (Overland Park KS)

KS

03/19/2019 - 01/29/2022

IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)

KS

03/19/2019 - 04/22/2021

WADDELL & REED (OVERLAND PARK KS)

MO

09/29/2017 - 03/18/2019

AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)

MO

12/18/2014 - 04/12/2016

AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)

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Licenses & Designations

BC

Issued 01/03/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/11/2017

Series 7 - General Securities Representative Examination

BC

Issued 12/18/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ethan Bjorn.
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