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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ethan? Claim Your ProfileEthan Andrew Stein is a financial advisor registered with LPL Financial LLC. Ethan is a CERTIFIED FINANCIAL PLANNER™ professional and has been in the financial industry since 1982. Ethan has experience working with various clients, including high-net-worth individuals, corporations, and pension and profit-sharing plans. Ethan has expertise in providing financial planning, portfolio management, and consulting services to individuals and businesses. Ethan holds both Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/25/2013 - Present
LPL Financial LLC (ENCINO CA)
CA
03/31/1999 - 09/08/2009
MUTUAL SERVICE CORPORATION (ENCINO CA)
CA
10/17/1983 - 03/31/1999
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
CA
03/28/1989 - 07/01/1989
SHUMAN, ORTH & COMPANY, INC. (NEWPORT BEACH CA)
NA
08/31/1983 - 10/24/1983
FINANCIAL PLANNERS EQUITY CORPORATION
NA
10/06/1982 - 07/20/1983
PORTFOLIO PROGRAMMING, INC.
BC
Issued 07/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/1983
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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