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Ethan Andrew Kirby

Fidelity Brokerage Services LLC

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About Ethan Andrew Kirby

Ethan Andrew Kirby is a financial advisor with over 17 years of experience in the industry. Ethan currently works for Fidelity Brokerage Services LLC, a firm where he has been registered since February 2006. Ethan is licensed to provide financial services in many states across the U.S. Ethan holds the Series 63, 66, 10, 9, and 7 securities licenses, and he is also a SIE exam holder. Ethan has successfully completed both state and principal exams, demonstrating his dedication to professional development.

Firm Information

Ethan Kirby is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ethan Kirby’s Registration & Firm History

KY

02/24/2006 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

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Licenses & Designations

BC

Issued 03/18/2022

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 03/28/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/06/2008

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/29/2008

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ethan Andrew Kirby.
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