Unclaimed
Ethan Andrew Kirby is a financial advisor with over 17 years of experience in the industry. Ethan currently works for Fidelity Brokerage Services LLC, a firm where he has been registered since February 2006. Ethan is licensed to provide financial services in many states across the U.S. Ethan holds the Series 63, 66, 10, 9, and 7 securities licenses, and he is also a SIE exam holder. Ethan has successfully completed both state and principal exams, demonstrating his dedication to professional development.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
02/24/2006 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 03/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/28/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/29/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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