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Ethan Andrew Broga

Empirical Wealth Management

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About Ethan Andrew Broga

Ethan Andrew Broga is a financial advisor at Empirical Wealth Management. Ethan has been a financial advisor since 2010, specializing in providing financial planning, portfolio management, and pension consulting services. Ethan holds the Series 7 and Series 66 licenses and is also a Certified Financial Planner. Prior to joining Empirical Wealth Management, Ethan worked for Charles Schwab & Co., Inc. in Westlake, Texas.

Firm Information

Ethan Broga is currently registered with Empirical Wealth Management. Empirical Wealth Management is a Seattle, Washington-based firm managing over $5.5 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, pooled investment vehicles, and charitable organizations. Their services encompass financial planning, portfolio management, pension consulting, and tax preparation. With a team of 59 investment advisors, they provide customized investment solutions tailored to individual needs and risk tolerances.
Empirical Wealth Management

1420 5TH AVE

SEATTLE, WA 98101

$5.53B

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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tax preparation and insurance services

Tax preparation and insurance services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Ethan Broga’s Registration & Firm History

WA

07/27/2010 - Present

Empirical Wealth Management (SEATTLE WA)

TX

01/12/2001 - 10/22/2003

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 01/08/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/03/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Ethan Andrew Broga.
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