Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ethan? Claim Your ProfileEthan Alfred Smith is a registered representative with Charles Schwab & CO., Inc. Ethan has been in the industry since April 2018 and holds Series 63, Series 7 and SIE licenses. Ethan is registered in Texas and was previously employed by TD Ameritrade, Inc. Ethan is a financial advisor who specializes in providing financial planning and portfolio management services. Ethan’s clients include individuals, high-net-worth individuals, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
04/24/2018 - Present
Charles Schwab & CO., Inc. (Westlake TX)
NE
11/21/2022 - 12/22/2022
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 07/31/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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