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Ethan Alec Thomas

Fidelity Brokerage Services LLC

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About Ethan Alec Thomas

Ethan Alec Thomas is a financial professional who is registered with Fidelity Brokerage Services LLC. Ethan has been working in the financial industry since December 2015. Ethan is licensed in Series 7TO, SIE, and Series 6. Ethan is registered with the following state securities regulators: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Before joining Fidelity Brokerage Services LLC, Ethan was registered with Fidelity Investments Institutional Services Company, Inc..

Firm Information

Ethan Thomas is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ethan Thomas’s Registration & Firm History

KY

07/03/2023 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

RI

06/12/1997 - 12/31/2004

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 10/13/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/01/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/29/2022

SIE - Securities Industry Essentials Examination

BC

Issued 06/11/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ethan Alec Thomas.
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