Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Etan? Claim Your ProfileEtan Finkel is a financial professional with over 7 years of experience in the industry. Etan is currently registered with Dowling & Partners Securities LLC. Prior to this, Etan was registered with HALES SECURITIES, LLC. Etan has Series 63, SIE and Series 79 licenses and is registered in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
04/25/2024 - Present
Dowling & Partners Securities LLC (Chicago IL)
IL
12/08/2016 - 04/29/2024
HALES SECURITIES, LLC (Chicago IL)
BC
Issued 04/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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