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Esther Yan Li

Blackrock Investments, LLC

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About Esther Yan Li

Esther Yan Li is a registered representative with Blackrock Investments, LLC. Esther has been in the securities industry for over 3 years and holds the Series 7TO, Series 63, and SIE licenses. Esther is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Firm Information

Esther Li is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Esther Li’s Registration & Firm History

NY

11/14/2019 - Present

Blackrock Investments, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/17/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/14/2019

Series 7TO - General Securities Representative Examination

BC

Issued 09/10/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Esther Yan Li.
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