Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Esther? Claim Your ProfileEsther Wintner is a financial advisor who has been in the industry since 1997. She is currently registered with UBS Financial Services Inc. in New York. Esther has a wide range of experience in the financial services industry, having worked at a number of firms, including Morgan Stanley Smith Barney and Keane Securities Co., Inc. She has held a variety of roles, including Registered Representative and General Securities Sales Supervisor. Esther holds the Series 7, Series 9, Series 10, Series 55 and Series 63 licenses. She is also a member of the Jersey City Municipal Council and Civic Jersey City. Esther is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2021 - Present
UBS Financial Services Inc. (New York NY)
NY
09/01/2011 - 09/21/2012
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
03/27/2007 - 07/11/2011
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
05/09/2000 - 08/28/2006
KEANE SECURITIES CO., INC. (NEW YORK NY)
NA
06/20/1989 - 11/18/1992
RICHARD A. ROSENBLATT & COMPANY, INC.
BC
Issued 03/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/27/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Esther Wintner is the right advisor for you? Invested Better is here to help.
