Invested Better
Unclaimed

Unclaimed

Unclaimed

Esther Louise Joffe

Cetera Advisor Networks LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Esther? Claim Your Profile

About Esther Louise Joffe

Esther Louise Joffe is a financial advisor with Cetera Advisor Networks LLC. Esther has been in the financial industry since 1991. Esther's previous employers include Securian Financial Services, Inc., New England Securities, WS Griffith Securities, Inc., and Phoenix Equity Planning Corporation. Esther holds the Series 6 and Series 63 licenses as well as the SIE exam. Esther is registered to offer securities in Arizona, Connecticut, Florida, Hawaii, New Jersey, New York, and Pennsylvania.

Firm Information

Esther Joffe is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Esther Joffe’s Registration & Firm History

NY

08/10/2023 - Present

Cetera Advisor Networks LLC (UNIONDALE NY)

NY

01/14/2014 - 08/10/2023

SECURIAN FINANCIAL SERVICES, INC. (UNIONDALE NY)

NY

06/08/2004 - 01/22/2014

NEW ENGLAND SECURITIES (UNIONDALE NY)

CT

06/07/1993 - 06/09/2004

WS GRIFFITH SECURITIES, INC. (HARTFORD CT)

CT

01/30/1991 - 06/07/1993

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

Not sure if Esther Louise Joffe is right for you?

Licenses & Designations

BC

Issued 12/05/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/29/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Esther Louise Joffe.
Not sure if Esther Louise Joffe is right for you?