Unclaimed
Esther Louise Joffe is a financial advisor with Cetera Advisor Networks LLC. Esther has been in the financial industry since 1991. Esther's previous employers include Securian Financial Services, Inc., New England Securities, WS Griffith Securities, Inc., and Phoenix Equity Planning Corporation. Esther holds the Series 6 and Series 63 licenses as well as the SIE exam. Esther is registered to offer securities in Arizona, Connecticut, Florida, Hawaii, New Jersey, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/10/2023 - Present
Cetera Advisor Networks LLC (UNIONDALE NY)
NY
01/14/2014 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (UNIONDALE NY)
NY
06/08/2004 - 01/22/2014
NEW ENGLAND SECURITIES (UNIONDALE NY)
CT
06/07/1993 - 06/09/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
CT
01/30/1991 - 06/07/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
BC
Issued 12/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Esther Joffe is the right advisor for you? Invested Better is here to help.