Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Esther? Claim Your ProfileEsther Teng has over 20 years of experience in the financial services industry. Esther is currently a Registered Representative with Morgan Stanley. Previously, Esther worked as a Registered Representative for Citigroup Global Markets Inc., World Group Securities, Inc., UCB Investment Services, Inc., and Citicorp Investment Services. Esther is licensed in 51 states and holds the following securities licenses: Series 6, 7, 9, 10, 63, and 66. Esther's specializations include asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, individuals, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/24/2020 - Present
Morgan Stanley (Cupertino CA)
CA
06/23/2010 - 01/25/2011
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
02/19/2010 - 06/24/2010
WORLD GROUP SECURITIES, INC. (SAN JOSE CA)
CA
11/16/2007 - 03/24/2008
UCB INVESTMENT SERVICES, INC. (SAN MATEO CA)
CA
11/16/1999 - 02/15/2007
CITICORP INVESTMENT SERVICES (REDWOOD CA)
BOTH
Issued 12/09/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/30/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Esther Teng is the right advisor for you? Invested Better is here to help.
