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Esther A Berg

Morgan Stanley & Co. LLC

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About Esther A Berg

Esther Berg is a financial advisor with Morgan Stanley & Co. LLC. Esther has been in the securities industry since October 14, 2000. Esther has a Series 7, Series 63, Series 52TO, and SIE. Prior to joining Morgan Stanley & Co. LLC, Esther worked at U.S. BANCORP INVESTMENTS, INC., WILLIAM BLAIR & COMPANY L.L.C., UBS SECURITIES LLC and J.P. MORGAN SECURITIES INC. Esther is registered in all 50 states plus Puerto Rico and the Virgin Islands.

Firm Information

Esther Berg is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Esther Berg’s Registration & Firm History

CA

01/14/2016 - Present

Morgan Stanley & Co. LLC (San Francisco CA)

CA

03/28/2012 - 12/15/2015

U.S. BANCORP INVESTMENTS, INC. (SAN FRANCISCO CA)

IL

05/13/2009 - 03/15/2012

WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)

CA

03/30/2007 - 06/18/2008

UBS SECURITIES LLC (SAN FRANCISCO CA)

CA

05/01/2001 - 03/15/2007

J.P. MORGAN SECURITIES INC. (SAN FRANCISCO CA)

NY

09/28/1999 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/16/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/27/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/23/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Esther A Berg.
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