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Esthela Aidanely Carreon covarrubias

Samuel A. Ramirez & Company, Inc.

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About Esthela Aidanely Carreon covarrubias

Esthela Aidanely Carreon covarrubias is a financial professional with experience in the industry since 2017. Currently, Esthela is registered with Samuel A. Ramirez & Company, Inc. and holds multiple licenses and registrations including Series 50, SIE, and Series 52. Esthela has previously worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED. Esthela is licensed to operate in California, Connecticut, Nevada, Oregon, and Washington.

Firm Information

Esthela Carreon covarrubias is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Esthela Carreon covarrubias’s Registration & Firm History

CA

07/22/2022 - Present

Samuel A. Ramirez & Company, Inc. (LOS ANGELES CA)

CA

04/13/2017 - 06/28/2022

STIFEL, NICOLAUS & COMPANY, INCORPORATED (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 10/13/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/09/2018

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/13/2017

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Esthela Aidanely Carreon covarrubias.
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