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Ester Y Cruz

Mutual OF America Securities LLC

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About Ester Y Cruz

Ester Y Cruz is a financial advisor with Mutual of America Securities LLC. Ester has been in the industry since July 1st, 2021 and is registered with FINRA. Ester holds the Series 6TO and SIE licenses. Previously, Ester was with Empower Financial Services, Inc. and MML Investors Services, LLC.

Firm Information

Ester Cruz is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ester Cruz’s Registration & Firm History

AZ

01/18/2024 - Present

Mutual OF America Securities LLC (PHOENIX AZ)

AZ

01/04/2021 - 07/19/2023

EMPOWER FINANCIAL SERVICES, INC. (PHOENIX AZ)

AZ

01/01/2021 - 01/04/2021

MML INVESTORS SERVICES, LLC (PHOENIX AZ)

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Licenses & Designations

BC

Issued 12/28/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/30/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ester Y Cruz.
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