Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Estella? Claim Your ProfileEstella Tu is a registered representative with Smbc Nikko Securities America, Inc. Estella has been in the securities industry for 3 years and has a Series 63, Series 79TO and a SIE license. Estella's firm has been in business for 2 years. Estella has a history of working with clients in the securities industry. Estella has worked with Piper Sandler & Co. before joining Smbc Nikko Securities America, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/26/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
09/04/2022 - 04/23/2024
PIPER SANDLER & CO. (NEW YORK NY)
BC
Issued 10/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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