Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Estefania? Claim Your ProfileEstefania Garcia is a registered representative currently associated with Samuel A. Ramirez & Company, Inc.. Estefania is a licensed professional in New York. Prior to her current role, Estefania has held positions with MIZUHO SECURITIES USA LLC, CREDIT AGRICOLE SECURITIES (USA) INC., and SMBC NIKKO SECURITIES AMERICA, INC. Estefania Garcia has passed Series 63, SIE, Series 7, and Series 79 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/07/2022 - Present
Samuel A. Ramirez & Company, Inc. (NEW YORK NY)
NY
09/13/2018 - 08/26/2022
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NY
07/18/2016 - 12/04/2017
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
03/08/2016 - 04/26/2016
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
BC
Issued 03/27/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2017
Series 7 - General Securities Representative Examination
BC
Issued 03/08/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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