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Estefania Gorman

Scala Capital LLC

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About Estefania Gorman

Estefania Gorman is a registered investment advisor representative with Scala Capital LLC based in Miami, Florida. Estefania holds Series 66 and Series 7 licenses. Estefania has experience in the financial services industry since 2013, with previous roles at First Trust Portfolios L.P., Oppenheimer & Co. Inc., and Wells Fargo Clearing Services, LLC. Estefania specializes in portfolio management for individuals, businesses, and pooled investment vehicles. Estefania's experience and expertise make her a valuable asset to clients seeking investment advice and guidance.

Firm Information

Estefania Gorman is currently registered with Scala Capital LLC. Scala Capital LLC is an investment advisor based in Miami, FL. The firm provides portfolio management services to individuals, businesses, and pooled investment vehicles. They also select other advisors for their clients. Scala Capital LLC has approximately $306,639,152 in regulatory assets under management.
Scala Capital LLC

999 BRICKELL AVENUE

MIAMI, FL 33131

$306.64M

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Estefania Gorman’s Registration & Firm History

FL

07/24/2024 - Present

Scala Capital LLC (MIAMI FL)

TX

03/12/2019 - 04/17/2024

FIRST TRUST PORTFOLIOS L.P. (Austin TX)

TX

11/09/2018 - 03/08/2019

OPPENHEIMER & CO. INC. (AUSTIN TX)

FL

10/02/2014 - 05/03/2017

WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)

FL

09/16/2013 - 10/02/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)

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Licenses & Designations

BOTH

Issued 02/03/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/03/2017

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Estefania Gorman.
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