Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Esteban? Claim Your ProfileEsteban Tafoya is a registered representative with Vanguard Marketing Corp. based in Plano, TX. Esteban is licensed to sell securities in 53 states and the District of Columbia. Esteban has been in the financial services industry since March 2024. He is a Series 7TO, Series 63, and SIE licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
03/08/2024 - Present
Vanguard Marketing Corp. (Plano TX)
BC
Issued 03/25/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/06/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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