Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Esteban? Claim Your ProfileEsteban Sarmiento is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Melville, NY. Esteban Sarmiento has 20 years of experience in the financial services industry. Esteban Sarmiento holds the Series 7, 66, and SIE licenses and is registered with FINRA and the state of New York. Esteban Sarmiento specializes in providing financial planning, investment management, and retirement planning services to individuals, families, and businesses. Esteban Sarmiento is also a Registered Investment Advisor and offers investment advisory services. Esteban Sarmiento has been with Merrill Lynch since May 2022. Previous experience includes JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/28/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MELVILLE NY)
NY
05/06/2021 - 05/05/2022
J.P. MORGAN SECURITIES LLC (PORT WASHINGTON NY)
NY
10/08/2019 - 03/23/2021
EQUITABLE ADVISORS, LLC (WOODBURY NY)
BOTH
Issued 12/11/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/13/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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