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Esteban Santiago Tormen

TLG Advisors, Inc.

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About Esteban Santiago Tormen

Esteban Santiago Tormen has been working in the financial industry since March 2004. Currently, Esteban is a registered representative with TLG Advisors, Inc. based in Littleton, Colorado. Esteban has a broad range of experience having previously been employed with UBS Financial Services Inc., EFG Capital International, Wells Fargo Advisors, LLC, UBS International Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Esteban holds the Series 3, 7, and 66 licenses and the SIE exam. Esteban provides a wide range of services including financial planning, portfolio management for individuals, businesses, and pooled investment vehicles, pension consulting, educational seminars, and the selection of other advisors.

Firm Information

Esteban Tormen is currently registered with TLG Advisors, Inc.. TLG Advisors, Inc. is a Littleton, CO-based investment advisor with $1 billion to $10 billion in assets under management. The firm offers portfolio management, financial planning, and pension consulting to individuals, corporations, pension funds, and charitable organizations. TLG Advisors, Inc. also provides placement services for institutional funds and other investment advisory services. The firm has over 260 registered representatives and advisors serving clients nationwide.
TLG Advisors, Inc.

26 WEST DRY CREEK CIRCLE

LITTLETON, CO 80120

$1.66B

Assets Under Management

38

Total Clients

257

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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placement of institutional funds

Placement of institutional funds

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Esteban Tormen’s Registration & Firm History

CO

06/02/2022 - Present

TLG Advisors, Inc. (LITTLETON CO)

FL

01/27/2020 - 03/08/2021

UBS FINANCIAL SERVICES INC. (Miami FL)

FL

01/06/2016 - 01/07/2020

EFG CAPITAL INTERNATIONAL (MIAMI FL)

FL

06/29/2015 - 12/17/2015

WELLS FARGO ADVISORS, LLC (MIAMI FL)

FL

01/01/2010 - 09/12/2014

UBS FINANCIAL SERVICES INC. (MIAMI FL)

FL

03/23/2006 - 01/01/2010

UBS INTERNATIONAL INC. (MIAMI FL)

FL

04/24/2002 - 03/21/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CORAL GABLES FL)

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Licenses & Designations

BOTH

Issued 06/15/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/14/2015

Series 3 - National Commodity Futures Examination

BC

Issued 04/23/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Esteban Santiago Tormen.
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