Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Esteban? Claim Your ProfileEsteban Zuno is a financial advisor registered with LPL Financial LLC based in Napa, CA. Esteban has over 16 years of experience in the financial industry. Esteban is licensed in California as an Investment Advisor Representative and a Registered Representative. Esteban has passed several industry exams including the Series 7, Series 24, Series 52TO, Series 53, and Series 66 exams. Esteban has previously worked with U.S. Bancorp Investments, Inc., Chase Investment Services Corp., WAMU Investments, Inc., and Ameriprise Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/19/2024 - Present
LPL Financial LLC (NAPA CA)
CA
05/31/2012 - 03/10/2023
U.S. BANCORP INVESTMENTS, INC. (PLEASANTON CA)
CA
05/02/2009 - 06/04/2012
CHASE INVESTMENT SERVICES CORP. (LOS ANGELES CA)
CA
01/29/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (LOS ANGELES CA)
CA
11/16/2006 - 02/19/2008
AMERIPRISE FINANCIAL SERVICES, INC. (LOS ANGELES CA)
BOTH
Issued 01/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/03/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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